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Detailed Report
KRISTOFER KARL PETTIT
KRIS PETTIT
CRD#: 5052556
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 340 ROSEWOOD AVE STE O
CAMARILLO, CA 93010
CETERA ADVISOR NETWORKS LLCCRD#: 13572 340 ROSEWOOD AVE STE O
CAMARILLO, CA 93010
Registration History
20082010201220142016201820202022202420263 FIRMS2015 - 2016 (1 year)2 FIRMS2009 - 2020 (10 years)2 FIRMS2012 - 2020 (7 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2007 - Present (18 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2015 - 2020 (5 years)BSUMMIT BROKERAGE SERVICES, INC. (CRD# 34643)2015 - 2019 (4 years)BGIRARD SECURITIES, INC. (CRD# 18697)2015 - 2017 (2 years)BJ.P. TURNER & COMPANY, L.L.C. (CRD# 43177)2015 - 2015 (<1 year)BING FINANCIAL PARTNERS, INC. (CRD# 2882)2009 - 2010 (1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2010 - 2023 (12 years)IACETERA ADVISORS LLC (CRD# 10299)2014 - 2017 (3 years)
License(s)

State Registrations

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Arizona 8/6/2019
B
Nebraska 3/2/2020
B
California 3/27/2007
B
Nevada 3/2/2020
IA
California 6/29/2023
B
New Hampshire 3/2/2020
B
Colorado 5/14/2014
B
New Mexico 3/12/2020
B
District of Columbia 3/2/2020
B
New York 9/11/2020
B
Florida 3/2/2020
B
North Carolina 10/6/2021
B
Georgia 3/2/2020
B
Ohio 3/2/2020
B
Hawaii 3/2/2020
B
Oklahoma 3/2/2020
B
Idaho 3/2/2020
B
Oregon 3/2/2020
B
Illinois 3/2/2020
B
Pennsylvania 3/2/2020
B
Kentucky 3/2/2020
B
Tennessee 3/2/2020
B
Louisiana 3/2/2020
B
Texas 3/2/2020
B
Maryland 3/2/2020
IA
Texas 6/29/2023
B
Massachusetts 4/15/2020
B
Utah 3/2/2020
B
Minnesota 3/2/2020
B
Virginia 3/2/2020
B
Mississippi 3/2/2020
B
Washington 3/2/2020
B
Montana 3/31/2021
B
Wyoming 3/2/2020

SRO Registrations

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 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
340 ROSEWOOD AVE STE O, CAMARILLO, CA 93010
REDONDO BEACH, CA
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
340 ROSEWOOD AVE STE O, CAMARILLO, CA 93010
REDONDO BEACH, CA
Registered with this firm since 2/16/2007
Previous Registration(s)
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IA
 10/12/2010 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 08/17/2012 - 03/11/2020 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) EL SEGUNDO, CA
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 01/21/2015 - 03/11/2020 FIRST ALLIED SECURITIES, INC. (CRD#:32444) EL SEGUNDO, CA
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 08/17/2012 - 03/11/2020 CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358) EL SEGUNDO, CA
B
 04/08/2009 - 03/11/2020 CETERA INVESTMENT SERVICES LLC (CRD#:15340) EL SEGUNDO, CA
B
 04/03/2009 - 03/11/2020 CETERA ADVISORS LLC (CRD#:10299) EL SEGUNDO, CA
B
 02/10/2015 - 12/03/2019 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) EL SEGUNDO, CA
B
 09/09/2015 - 11/02/2017 GIRARD SECURITIES, INC. (CRD#:18697) EL SEGUNDO, CA
IA
 05/14/2014 - 09/28/2017 CETERA ADVISORS LLC (CRD#:10299) EL SEGUNDO, CA
B
 02/10/2015 - 12/14/2016 LEGEND EQUITIES CORPORATION (CRD#:30999) El Segundo, CA
B
 09/09/2015 - 11/09/2016 VSR FINANCIAL SERVICES, INC. (CRD#:14503) el segundo, CA
B
 02/10/2015 - 11/09/2016 INVESTORS CAPITAL CORP. (CRD#:30613) EL SEGUNDO, CA
B
 02/10/2015 - 12/23/2015 J.P. TURNER & COMPANY, L.L.C. (CRD#:43177) El Segundo, CA
B
 04/03/2009 - 08/03/2010 ING FINANCIAL PARTNERS, INC. (CRD#:2882) EL SEGUNDO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.