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MELISSA MURPHY PAVONE
MELISSA ANN MURPHY, MELISSA MURPHY, MELISS PAVONE, MELISSA ANN PAVONE
CRD#: 5052186
IA
Investment Adviser
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Previous Broker
FOREFRONTCRD#: 308521 3 Woodland Avenue
Westhampton Beach, NY 11978
Registration History
200620082010201220142016201820202022202420262 FIRMS2014 - 2024 (10 years)IAFOREFRONT (CRD# 308521)2024 - Present (<1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2007 - 2014 (6 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2007 (<1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2006 - 2007 (<1 year)
Disclosure(s)
View By:
1/7/2019
Customer Dispute
Denied
License(s)

State Registrations

IA
New York 9/16/2024

Current Registration(s)
IA
FOREFRONT (CRD#:308521)
3 Woodland Avenue, Westhampton Beach, NY 11978
Registered with this firm since 9/16/2024

Previous Registration(s)
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02/19/2014 - 09/20/2024 OPPENHEIMER & CO. INC. (CRD#:249) WESTHAMPTON, NY
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01/02/2014 - 09/20/2024 OPPENHEIMER & CO. INC. (CRD#:249) WESTHAMPTON, NY
B
10/12/2007 - 01/07/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) SOUTHAMPTON, NY
B
08/07/2007 - 09/25/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PORT JEFFERSON, NY
B
07/14/2006 - 01/26/2007 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) COMMACK, NY
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.