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Detailed Report
AUSTIN JAMIAL JEFFERSON
AUSTIN J JEFFERSON, AUSTIN JEFFERSON
CRD#: 5051009
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 1 MUSIC CIRCLE NORTH
SUITE 400
NASHVILLE, TN 37203
Registration History
201620172018201920202021202220232024202520262 FIRMS2024 - Present (<1 year)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2016 - 2024 (8 years)
License(s)

State Registrations

B
Tennessee 9/24/2024
IA
Tennessee 11/1/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
1 MUSIC CIRCLE NORTH SUITE 400, NASHVILLE, TN 37203
1005 DR. DB TODD JR. BLVD, NASHVILLE, TN 37208
Registered with this firm since 11/1/2024
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
1 MUSIC CIRCLE NORTH SUITE 400, NASHVILLE, TN 37203
1005 DR. DB TODD JR. BLVD, NASHVILLE, TN 37208
Registered with this firm since 9/24/2024
Previous Registration(s)
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B
 07/06/2016 - 08/16/2024 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) NASHVILLE, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.