• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KELLY VANCE MOISE
KELLY VANCE MOISE MRS., KELLY FERREE VANCE
CRD#: 5050040
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 3330 L & N Drive
Suite I
HUNTSVILLE, AL 35801
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2011 (5 years)2 FIRMS2011 - 2014 (2 years)2 FIRMS2014 - Present (11 years)
License(s)

State Registrations

B
Alabama 2/24/2014

B
Maryland 4/17/2017

IA
Alabama 2/24/2014

B
Mississippi 3/27/2019

B
Indiana 2/24/2014

B
Tennessee 2/24/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
3330 L & N Drive Suite I, HUNTSVILLE, AL 35801
Owens Cross Roads, AL
Registered with this firm since 2/24/2014

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
3330 L & N Drive Suite I, HUNTSVILLE, AL 35801
Owens Cross Roads, AL
Registered with this firm since 2/24/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/31/2011 - 02/26/2014 METLIFE SECURITIES INC. (CRD#:14251) HUNTSVILLE, AL
B
07/19/2011 - 02/26/2014 METLIFE SECURITIES INC. (CRD#:14251) HUNTSVILLE, AL
IA
11/21/2005 - 07/15/2011 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) HUNTSVILLE, AL
B
10/20/2005 - 07/15/2011 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) HUNTSVILLE, AL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.