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Thomas A Luptowski
THOMAS A LUPTOWSKI MR, THOMAS ANTHONY LUPTOWSKI, TOM LUPTOWSKI
CRD#: 5048561
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - Present (19 years)
License(s)

State Registrations

B
Alabama 1/4/2008

B
Montana 1/4/2008

B
Arizona 1/4/2008

B
Nevada 12/2/2009

B
California 8/16/2006

B
New Jersey 9/17/2024

B
Colorado 6/6/2016

B
New Mexico 4/25/2022

B
District of Columbia 2/23/2023

B
New York 6/26/2006

B
Florida 12/13/2007

B
North Carolina 1/4/2008

B
Georgia 12/9/2005

B
Ohio 1/7/2008

IA
Georgia 12/14/2005

B
Oklahoma 10/17/2014

B
Illinois 1/4/2008

B
Pennsylvania 6/10/2016

B
Iowa 10/21/2024

B
Rhode Island 6/24/2021

B
Kansas 7/26/2017

B
South Carolina 12/13/2007

B
Louisiana 8/1/2016

B
Tennessee 3/1/2018

B
Maryland 6/13/2006

B
Texas 1/4/2008

B
Massachusetts 1/4/2008

IA
Texas 1/11/2008

B
Michigan 1/4/2008

B
Virginia 11/27/2006

B
Minnesota 7/16/2019

B
Washington 1/4/2021

B
Missouri 3/11/2020

B
West Virginia 9/23/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 12/14/2005

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 11/21/2005

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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.