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Detailed Report
Jeffrey Ryan Norton
JEFF NORTON, JEFFERY RYAN NORTON, JEFFREY RYAN NORTON, Jeff Norton, Jeffrey R Norton
CRD#: 5048008
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 576 Bielenberg Dr
Ste 250
Woodbury, MN 55125
Registration History
200620082010201220142016201820202022202420262 FIRMS2016 - 2023 (7 years)2 FIRMS2024 - Present (1 year)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2013 - 2016 (3 years)BTCF INVESTMENTS, INC. (CRD# 34954)2006 - 2006 (<1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2015 - 2016 (1 year)
License(s)

State Registrations

B
Arizona 3/8/2024
B
Nevada 4/16/2024
B
Iowa 9/23/2024
B
North Carolina 12/24/2024
B
Massachusetts 9/6/2024
B
Texas 6/20/2024
B
Minnesota 2/29/2024
B
Washington 3/8/2024
IA
Minnesota 3/1/2024
B
Wisconsin 7/17/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
576 Bielenberg Dr Ste 250, Woodbury, MN 55125
Registered with this firm since 3/1/2024
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
576 Bielenberg Dr Ste 250, Woodbury, MN 55125
Registered with this firm since 2/29/2024
Previous Registration(s)
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IA
 12/27/2016 - 12/20/2023 ADVICE AND PLANNING SERVICES (CRD#:20472) BLOOMINGTON, MN
B
 12/27/2016 - 12/20/2023 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) BLOOMINGTON, MN
IA
 04/21/2015 - 12/06/2016 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) ROSEVILLE, MN
B
 05/23/2013 - 12/06/2016 CETERA INVESTMENT SERVICES LLC (CRD#:15340) ROSEVILLE, MN
B
 01/17/2006 - 06/27/2006 TCF INVESTMENTS, INC. (CRD#:34954) WOODBURY, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.