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BARBARA KAY DECKER
CRD#: 5047934
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 550 S 4TH ST 13TH FL
[TPB SERVICES]
MINNEAPOLIS, MN 55415
Registration History
2008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2011 - Present (13 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - Present (16 years)
Disclosure(s)
View By:
3/13/2015
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 4/10/2017

B
Montana 4/10/2017

B
Alaska 4/10/2017

B
Nebraska 3/2/2015

B
Arizona 12/8/2014

B
Nevada 3/2/2015

B
Arkansas 4/10/2017

B
New Hampshire 4/10/2017

B
California 10/3/2011

B
New Jersey 4/10/2017

B
Colorado 10/21/2015

B
New Mexico 4/26/2016

B
Connecticut 4/10/2017

B
New York 12/8/2014

B
Delaware 4/10/2017

B
North Carolina 4/12/2017

B
District of Columbia 4/10/2017

B
North Dakota 4/10/2017

B
Florida 12/8/2014

B
Ohio 4/10/2017

B
Georgia 3/2/2015

B
Oklahoma 4/10/2017

B
Hawaii 4/10/2017

B
Oregon 3/2/2015

B
Idaho 4/10/2017

B
Pennsylvania 4/26/2016

B
Illinois 4/10/2017

B
Puerto Rico 4/10/2017

B
Indiana 4/10/2017

B
Rhode Island 4/10/2017

B
Iowa 7/20/2011

B
South Carolina 4/10/2017

IA
Iowa 7/20/2011

B
South Dakota 4/10/2017

B
Kansas 4/10/2017

B
Tennessee 4/10/2017

B
Kentucky 3/2/2015

B
Texas 2/10/2015

B
Louisiana 4/10/2017

IA
Texas 2/11/2015

B
Maine 4/10/2017

B
Utah 4/10/2017

B
Maryland 4/10/2017

B
Vermont 4/10/2017

B
Massachusetts 2/10/2015

B
Virgin Islands 4/10/2017

B
Michigan 4/27/2016

B
Virginia 12/8/2014

B
Minnesota 7/20/2011

B
Washington 5/10/2016

IA
Minnesota 11/4/2013

B
West Virginia 4/10/2017

B
Mississippi 4/10/2017

B
Wisconsin 10/3/2011

B
Missouri 12/20/2012

B
Wyoming 4/10/2017

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
550 S 4TH ST 13TH FL [TPB SERVICES], MINNEAPOLIS, MN 55415
Registered with this firm since 7/20/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
550 S 4TH ST 13TH FL [TPB SERVICES], MINNEAPOLIS, MN 55415
Registered with this firm since 10/21/2008

For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.