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Detailed Report
GARY ALLEN CLAGUE
GARY CLAGUE
CRD#: 5046798
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 LONGMONT, CO
Registration History
20062008201020122014201620182020202220242026IAADVICE AND PLANNING SERVICES (CRD# 20472)2018 - Present (7 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2006 - Present (18 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2005 - 2006 (<1 year)
License(s)

State Registrations

B
Alabama 9/26/2006
B
Missouri 9/26/2006
B
Alaska 9/26/2006
B
Montana 9/26/2006
B
Arizona 9/26/2006
B
Nebraska 9/26/2006
B
Arkansas 9/26/2006
B
Nevada 9/26/2006
B
California 9/26/2006
B
New Hampshire 9/26/2006
B
Colorado 7/31/2006
B
New Jersey 7/31/2006
IA
Colorado 3/29/2018
B
New Mexico 9/26/2006
B
Connecticut 9/26/2006
B
New York 9/26/2006
B
Delaware 9/26/2006
B
North Carolina 9/26/2006
B
District of Columbia 7/31/2006
B
North Dakota 9/26/2006
B
Florida 7/31/2006
B
Ohio 8/1/2006
B
Georgia 9/26/2006
B
Oklahoma 9/26/2006
B
Hawaii 9/26/2006
B
Oregon 9/26/2006
B
Idaho 9/26/2006
B
Pennsylvania 9/26/2006
B
Illinois 9/26/2006
B
Rhode Island 9/26/2006
B
Indiana 9/26/2006
B
South Carolina 9/26/2006
B
Iowa 9/26/2006
B
South Dakota 9/26/2006
B
Kansas 9/26/2006
B
Tennessee 9/26/2006
B
Kentucky 9/26/2006
B
Texas 9/26/2006
B
Louisiana 7/31/2006
B
Utah 9/26/2006
B
Maine 9/26/2006
B
Vermont 7/31/2006
B
Maryland 7/31/2006
B
Virginia 9/26/2006
B
Massachusetts 9/26/2006
B
Washington 9/26/2006
B
Michigan 9/26/2006
B
West Virginia 9/26/2006
B
Minnesota 9/26/2006
B
Wisconsin 9/26/2006
B
Mississippi 9/26/2006
B
Wyoming 9/26/2006

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
LONGMONT, CO
1670 BROADWAY, SUITE 3300 DENVER REGIONAL, DENVER, CO 80202-5602
Registered with this firm since 3/29/2018
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
LONGMONT, CO
1670 BROADWAY, SUITE 3300 DENVER REGIONAL, DENVER, CO 80202-5602
Registered with this firm since 7/31/2006
Previous Registration(s)
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B
 11/21/2005 - 06/12/2006 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) BOULDER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.