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William Paul West
William Paul Sheridan, William West
CRD#: 5046704
IA
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U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 7230 Fairview Ave
Boise, ID 83704
Boise, ID 83704
0
Disclosures
19
Years of Experience
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State Registrations
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Idaho 11/25/2019
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Idaho 11/25/2019
SRO Registrations
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Registered with this firm since 11/25/2019
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Registered with this firm since 11/25/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/03/2012 - 10/29/2019 | BOISE, ID | |
B | 01/03/2011 - 10/29/2019 | BOISE, ID | |
B | 08/09/2010 - 01/03/2011 | APACHE JUNCTION, AZ | |
B | 03/31/2008 - 08/10/2010 | MESA, AZ | |
B | 10/28/2005 - 03/10/2008 | MESA, AZ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.