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Detailed Report
Tyler Scott Mehlhorn
CRD#: 5046274
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 2423 E Lincoln Drive
Phoenix, AZ 85016
CHARLES SCHWAB & CO., INC.CRD#: 5393 2423 E Lincoln Dr
Phoenix, AZ 85016-1215
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2012 - 2013 (1 year)2 FIRMS2013 - Present (11 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2006 - 2012 (6 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2005 - 2006 (<1 year)IASCHWAB PRIVATE CLIENT INVESTME... (CRD# 159035)2012 - 2012 (<1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2006 - 2011 (5 years)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2006 - 2006 (<1 year)
Disclosure(s)
View By:
9/18/2000
Criminal
Final Disposition
License(s)

State Registrations

B
Alaska 10/30/2013
B
Montana 5/28/2014
B
Arizona 10/29/2013
B
Nevada 10/30/2013
IA
Arizona 10/29/2013
B
New Mexico 5/28/2014
B
California 10/21/2013
B
New York 5/29/2014
B
Colorado 9/6/2024
B
Ohio 5/29/2014
B
Connecticut 5/29/2014
B
Oklahoma 5/28/2014
B
Florida 5/29/2014
B
Oregon 11/4/2013
B
Georgia 10/31/2013
B
Pennsylvania 10/31/2013
B
Hawaii 11/6/2013
B
South Dakota 5/5/2020
B
Idaho 10/21/2013
B
Tennessee 5/29/2014
B
Illinois 9/16/2014
B
Texas 6/13/2014
B
Iowa 4/7/2014
IA
Texas 1/2/2020
B
Kentucky 5/30/2014
B
Utah 10/31/2013
B
Massachusetts 6/2/2014
B
Washington 10/29/2013
B
Michigan 5/29/2014
B
Wyoming 5/28/2014
B
Minnesota 6/2/2014

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
2423 E Lincoln Drive, Phoenix, AZ 85016
Registered with this firm since 10/18/2013
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
2423 E Lincoln Dr, Phoenix, AZ 85016-1215
Registered with this firm since 10/18/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/20/2012 - 10/15/2013 STRATEGIC ADVISERS, INC. (CRD#:104555) CHANDLER, AZ
B
 10/29/2012 - 10/14/2013 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) CHANDLER, AZ
IA
 01/04/2012 - 10/18/2012 SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. (CRD#:159035) PHOENIX, AZ
B
 08/22/2006 - 10/18/2012 CHARLES SCHWAB & CO., INC. (CRD#:5393) PHOENIX, AZ
IA
 08/22/2006 - 12/31/2011 CHARLES SCHWAB & CO., INC. (CRD#:5393) PHOENIX, AZ
IA
 03/01/2006 - 08/04/2006 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SCOTTSDALE, AZ
B
 12/19/2005 - 08/04/2006 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.