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Detailed Report
Garry J. Penta
GANY J PENTA, GARRY J PENTA, GARRY JOHN PENTA
CRD#: 5046156
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 45345 FORD ROAD
CANTON, MI 48187
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2010 (4 years)2 FIRMS2010 - 2013 (3 years)2 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Alabama 6/6/2013
B
Nebraska 2/27/2020
B
Arizona 6/6/2013
B
Nevada 12/27/2018
B
California 6/6/2013
B
New Jersey 6/6/2013
B
Colorado 8/12/2015
B
New Mexico 11/25/2021
B
Florida 6/6/2013
B
New York 1/2/2014
B
Georgia 7/10/2015
B
North Carolina 6/7/2013
B
Idaho 6/15/2018
B
Ohio 6/7/2013
B
Illinois 7/17/2014
B
Oregon 7/10/2023
B
Indiana 6/6/2013
B
Pennsylvania 9/8/2015
B
Iowa 9/3/2014
B
South Carolina 7/17/2014
B
Kansas 7/18/2022
B
Tennessee 6/6/2013
B
Kentucky 2/10/2021
B
Texas 9/4/2014
B
Maryland 5/16/2013
IA
Texas 9/15/2014
B
Massachusetts 8/29/2019
B
Utah 6/19/2017
B
Michigan 5/15/2013
B
Virginia 8/2/2017
IA
Michigan 5/16/2013
B
Washington 6/6/2013
B
Minnesota 10/9/2015
B
Wisconsin 10/9/2015
B
Missouri 7/19/2018

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
45345 FORD ROAD, CANTON, MI 48187
Registered with this firm since 5/16/2013
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
45345 FORD ROAD, CANTON, MI 48187
Registered with this firm since 5/15/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/25/2010 - 05/24/2013 FIFTH THIRD SECURITIES, INC. (CRD#:628) NORTHVILLE, MI
B
 05/21/2010 - 05/24/2013 FIFTH THIRD SECURITIES, INC. (CRD#:628) NORTHVILLE, MI
IA
 03/08/2006 - 05/05/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NOVI, MI
B
 01/11/2006 - 05/05/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NOVI, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.