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ELLEN VINCENT DANIEL
ELLEN V DANIEL, ELLEN LOUISE VINCENT
CRD#: 5046106
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 Carrolton, TX
Registration History
200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (2 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (2 years)
License(s)

State Registrations

B
Alabama 1/20/2011

B
Missouri 6/1/2009

B
Alaska 11/20/2017

B
Montana 8/14/2017

B
Arizona 1/20/2011

B
Nevada 1/20/2011

B
Arkansas 6/1/2009

B
New Hampshire 11/20/2017

B
California 6/1/2009

B
New Jersey 6/1/2009

B
Colorado 1/20/2011

B
New Mexico 1/20/2011

B
Connecticut 1/20/2011

B
New York 9/22/2010

B
Delaware 12/15/2016

B
North Carolina 1/20/2011

B
District of Columbia 8/23/2017

B
North Dakota 1/20/2011

B
Florida 6/1/2009

B
Ohio 12/15/2016

B
Georgia 1/20/2011

B
Oklahoma 6/1/2009

B
Hawaii 1/20/2011

B
Oregon 1/20/2011

B
Idaho 8/23/2017

B
Pennsylvania 6/1/2009

B
Illinois 1/20/2011

B
Rhode Island 1/20/2011

B
Indiana 1/20/2011

B
South Carolina 1/20/2011

B
Iowa 1/20/2011

B
South Dakota 1/20/2011

B
Kansas 1/20/2011

B
Tennessee 8/23/2017

B
Kentucky 12/15/2016

B
Texas 6/1/2009

B
Louisiana 6/1/2009

IA
Texas 6/1/2009

B
Maine 11/20/2017

B
Utah 1/20/2011

B
Maryland 6/1/2009

B
Virginia 1/20/2011

B
Massachusetts 1/20/2011

B
Washington 1/20/2011

B
Michigan 6/1/2009

B
West Virginia 11/20/2017

B
Minnesota 1/20/2011

B
Wisconsin 1/20/2011

B
Mississippi 7/6/2018

B
Wyoming 11/20/2017

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
Carrolton, TX
Registered with this firm since 6/1/2009

B
MORGAN STANLEY (CRD#:149777)
Carrolton, TX
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/24/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PLANO, TX
B
12/14/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PLANO, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.