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Peter Alan Cole Jr
PETER A COLE JR
CRD#: 5046080
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3611 80TH STREET
KENOSHA, WI 53142
Registration History
200620082010201220142016201820202022202420262 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - Present (12 years)BEDWARD JONES (CRD# 250)2006 - 2009 (2 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2006 (1 year)IAEDWARD JONES (CRD# 250)2007 - 2009 (2 years)
License(s)

State Registrations

B
Alabama 11/24/2023

B
Nevada 10/2/2012

B
Arizona 10/1/2012

B
New Mexico 1/11/2021

B
California 4/29/2016

B
North Carolina 8/23/2013

B
Connecticut 6/23/2017

B
Rhode Island 10/1/2012

B
Florida 10/1/2012

B
South Carolina 6/8/2016

B
Georgia 7/1/2013

B
Tennessee 8/1/2013

B
Idaho 10/3/2019

B
Texas 1/3/2017

B
Illinois 10/1/2012

IA
Texas 1/17/2017

B
Indiana 10/1/2012

B
Utah 5/20/2013

B
Iowa 12/11/2018

B
Virginia 7/8/2013

B
Maryland 2/16/2025

B
Washington 4/29/2016

B
Minnesota 4/25/2017

B
Wisconsin 10/1/2012

B
Mississippi 11/19/2021

IA
Wisconsin 10/1/2012

B
Missouri 5/13/2016

B
Wyoming 12/8/2017

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3611 80TH STREET, KENOSHA, WI 53142
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3611 80TH STREET, KENOSHA, WI 53142
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/30/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) KENOSHA, WI
B
09/30/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) KENOSHA, WI
IA
01/31/2007 - 09/28/2009 EDWARD JONES (CRD#:250) KENOSHA, WI
B
11/16/2006 - 09/28/2009 EDWARD JONES (CRD#:250) KENOSHA, WI
B
10/26/2005 - 11/07/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ANTIOCH, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.