Individual Firm
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JENNIFER LEE KUANONI
JENNIFER LEE SANTOS
CRD#: 5045570
IA
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WELLS FARGO ADVISORSCRD#: 19616 1001 BISHOP ST
STE 1900
HONOLULU, HI 96813
STE 1900
HONOLULU, HI 96813
0
Disclosures
12
Years of Experience
View By:
State Registrations
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Arizona 7/14/2021
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New Jersey 11/14/2019
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California 7/9/2019
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New York 7/9/2019
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Colorado 7/9/2019
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North Carolina 7/9/2019
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Florida 7/9/2019
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Ohio 1/10/2024
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Hawaii 7/9/2019
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Oregon 7/9/2019
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Hawaii 7/9/2019
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Pennsylvania 7/9/2019
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Idaho 1/9/2024
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Tennessee 7/9/2019
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Illinois 11/6/2023
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Texas 7/9/2019
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Indiana 7/9/2019
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Texas 7/9/2019
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Louisiana 1/30/2025
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Utah 1/9/2024
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Maryland 7/9/2019
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Virginia 7/9/2019
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Massachusetts 11/5/2024
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Washington 7/9/2019
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Michigan 7/9/2019
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Wisconsin 4/11/2023
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Nevada 7/9/2019
SRO Registrations
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Registered with this firm since 7/9/2019
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Registered with this firm since 7/9/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/31/2018 - 07/08/2019 | HONOLULU, HI | |
B | 05/31/2018 - 07/08/2019 | HONOLULU, HI | |
IA | 08/03/2013 - 05/23/2018 | HONOLULU, HI | |
B | 10/26/2012 - 05/23/2018 | HONOLULU, HI |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.