Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
CASEY DALLAS DREGITS
CRD#: 5043350
IA
Investment Adviser
B
Broker
CAPITAL CLIENT GROUP, INC.CRD#: 6247 12711 N. MERIDIAN STREET
CARMEL, IN 46032
Registration History
2008201020122014201620182020202220242026IACAPITAL CLIENT GROUP, INC. (CRD# 6247)2013 - Present (11 years)BCAPITAL CLIENT GROUP, INC. (CRD# 6247)2008 - Present (17 years)
License(s)

State Registrations

B
Alabama 1/4/2021
B
Montana 1/4/2021
B
Alaska 1/4/2021
B
Nebraska 1/4/2021
B
Arizona 10/22/2018
B
Nevada 4/15/2010
B
Arkansas 1/4/2021
B
New Hampshire 6/28/2011
B
California 5/21/2014
B
New Jersey 1/4/2021
B
Colorado 1/4/2021
B
New Mexico 1/4/2021
B
Connecticut 3/16/2020
B
New York 9/18/2017
B
Delaware 1/4/2021
B
North Carolina 1/4/2021
B
District of Columbia 5/21/2014
B
North Dakota 1/4/2021
B
Florida 1/4/2021
B
Ohio 1/5/2021
B
Georgia 6/3/2019
B
Oklahoma 1/4/2021
B
Hawaii 1/4/2021
B
Oregon 1/4/2021
B
Idaho 1/4/2021
B
Pennsylvania 10/8/2010
B
Illinois 3/2/2017
B
Puerto Rico 1/4/2021
B
Indiana 4/15/2008
B
Rhode Island 1/4/2021
IA
Indiana 10/8/2013
B
South Carolina 1/4/2021
B
Iowa 1/4/2021
B
South Dakota 1/4/2021
B
Kansas 1/4/2021
B
Tennessee 1/4/2021
B
Kentucky 1/4/2021
B
Texas 1/4/2021
B
Louisiana 1/4/2021
B
Utah 1/4/2021
B
Maine 1/4/2021
B
Vermont 1/4/2021
B
Maryland 1/4/2021
B
Virgin Islands 1/4/2021
B
Massachusetts 1/29/2015
B
Virginia 1/4/2021
B
Michigan 6/23/2020
B
Washington 1/4/2021
B
Minnesota 1/4/2021
B
West Virginia 1/4/2021
B
Mississippi 1/4/2021
B
Wisconsin 1/4/2021
B
Missouri 1/4/2021
B
Wyoming 1/4/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL CLIENT GROUP, INC. (CRD#:6247)
12711 N. MERIDIAN STREET, CARMEL, IN 46032
Indianapolis, IN
Registered with this firm since 10/8/2013
B
CAPITAL CLIENT GROUP, INC. (CRD#:6247)
12711 N. MERIDIAN STREET, CARMEL, IN 46032
Indianapolis, IN
Registered with this firm since 3/4/2008
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.