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Detailed Report
JEROMY D WOOD
JEREMY WOOD, JEROMY DANIEL WOOD, JEROMY WOOD
CRD#: 5041587
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 7370 CREEK ROAD, SUITE 101
SANDY, UT 84093
Registration History
200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2013 (4 years)2 FIRMS2024 - Present (<1 year)BSECURITIES AMERICA, INC. (CRD# 10205)2018 - 2024 (6 years)BPROEQUITIES, INC. (CRD# 15708)2017 - 2018 (1 year)BKPG CAPITAL PARTNERS, LLC (CRD# 165392)2013 - 2017 (3 years)BMORGAN STANLEY DW INC. (CRD# 7556)2006 - 2007 (<1 year)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2020 - 2024 (4 years)IAMORGAN STANLEY (CRD# 7556)2007 - 2007 (<1 year)
License(s)

State Registrations

B
Arizona 6/14/2024
B
New Hampshire 6/14/2024
B
California 6/14/2024
B
Texas 6/14/2024
B
Florida 10/4/2024
IA
Texas 6/14/2024
B
Hawaii 9/17/2024
B
Utah 6/14/2024
B
Idaho 6/14/2024
IA
Utah 6/14/2024
B
Louisiana 6/14/2024
B
Washington 6/14/2024
B
Nevada 6/14/2024
B
Wyoming 6/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
7370 CREEK ROAD, SUITE 101, SANDY, UT 84093
Registered with this firm since 6/14/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
7370 CREEK ROAD, SUITE 101, SANDY, UT 84093
Registered with this firm since 6/14/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/07/2020 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) SANDY, UT
B
 03/30/2018 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) SANDY, UT
B
 03/29/2017 - 04/04/2018 PROEQUITIES, INC. (CRD#:15708) SALT LAKE CITY, UT
B
 06/17/2013 - 02/08/2017 KPG CAPITAL PARTNERS, LLC (CRD#:165392) PARK CITY, UT
IA
 06/01/2009 - 06/26/2013 MORGAN STANLEY (CRD#:149777) SOUTH JORDAN, UT
B
 06/01/2009 - 06/26/2013 MORGAN STANLEY (CRD#:149777) SOUTH JORDAN, UT
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SOUTH JORDAN, UT
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SOUTH JORDAN, UT
IA
 01/29/2007 - 04/02/2007 MORGAN STANLEY (CRD#:7556) WEST VALLEY CITY, UT
B
 10/27/2006 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) WEST VALLEY CITY, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.