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Detailed Report
JOSEPH MICHAEL CORTESE
CRD#: 5041466
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Investment Adviser
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Previous Broker
CREATIVE PLANNINGCRD#: 105348 Westport, CT
Registration History
200620082010201220142016201820202022202420262 FIRMS2014 - 2016 (2 years)IACREATIVE PLANNING (CRD# 105348)2017 - Present (7 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2006 - 2014 (7 years)
License(s)

State Registrations

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Connecticut 4/3/2017
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Texas 8/30/2023
Current Registration(s)
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CREATIVE PLANNING (CRD#:105348)
Westport, CT
Registered with this firm since 4/3/2017
Previous Registration(s)
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 07/03/2014 - 11/14/2016 NORTHCOAST ASSET MANAGEMENT LLC (CRD#:109582) GREENWICH, CT
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 03/10/2014 - 11/10/2016 QUASAR DISTRIBUTORS, LLC (CRD#:103848) PORTLAND, ME
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 04/19/2006 - 03/05/2014 CHARLES SCHWAB & CO., INC. (CRD#:5393) NEW YORK CITY, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.