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Detailed Report
Brian C Harris
BRIAN CHRISTOPHER HARRIS, BRIAN HARRIS
CRD#: 5041394
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 568 SW 5TH STREET
REDMOND, OR 97756
Registration History
200620082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2013 (1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (3 years)BWAMU INVESTMENTS, INC. (CRD# 599)2007 - 2009 (1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)2005 - 2007 (1 year)
License(s)

State Registrations

B
Alaska 5/14/2024
B
North Carolina 1/19/2022
B
Arizona 12/16/2016
B
Ohio 1/19/2024
B
California 12/16/2016
B
Oregon 9/4/2015
B
Colorado 12/11/2019
IA
Oregon 10/7/2015
B
Florida 10/9/2018
B
Tennessee 6/26/2020
B
Hawaii 4/19/2023
B
Texas 5/12/2021
B
Idaho 10/9/2018
IA
Texas 5/24/2021
B
Nevada 12/16/2016
B
Washington 8/30/2018

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
568 SW 5TH STREET, REDMOND, OR 97756
61479 S Hwy 97, BEND, OR 97702
Registered with this firm since 10/7/2015
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
568 SW 5TH STREET, REDMOND, OR 97756
61479 S Hwy 97, BEND, OR 97702
Registered with this firm since 9/4/2015
Previous Registration(s)
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B
 10/01/2012 - 12/31/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) BEND, OR
B
 05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BEND, OR
B
 10/15/2007 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) STAYTON, OR
B
 11/17/2005 - 08/22/2007 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.