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Tyson Matthew Schmitt
CRD#: 5041188
IA
B
AE WEALTH MANAGEMENT, LLCCRD#: 282580 4125 SW Gage Center Dr
Topeka, KS 66604
Topeka, KS 66604
AE FINANCIAL SERVICES, LLCCRD#: 298608 4125 SW Gage Center Dr
Topeka, KS 66614
Topeka, KS 66614
0
Disclosures
12
Years of Experience
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State Registrations
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Kansas 11/24/2021
IA
Kansas 11/24/2021
SRO Registrations
B
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IA
Registered with this firm since 11/24/2021
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Registered with this firm since 11/24/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/24/2018 - 08/24/2021 | OVERLAND PARK, KS | |
B | 01/18/2018 - 08/24/2021 | OVERLAND PARK, KS | |
IA | 04/14/2016 - 12/15/2017 | KANSAS CITY, MO | |
B | 04/07/2016 - 12/15/2017 | KANSAS CITY, MO | |
IA | 12/18/2014 - 02/29/2016 | FORT WORTH, TX | |
IA | 12/18/2014 - 02/29/2016 | FORT WORTH, TX | |
B | 09/30/2013 - 02/29/2016 | FORT WORTH, TX | |
B | 11/23/2005 - 11/29/2006 | OVERLAND PARK, KS |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.