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MANDEEP KAUR
CRD#: 5039963
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1011 SUNSET BOULEVARD
ROCKLIN, CA 95765
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 1011 SUNSET BLVD
SUITE 210
ROCKLIN, CA 95765
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2009 (3 years)2 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - Present (13 years)
License(s)

State Registrations

B
Alabama 1/18/2012

B
Montana 1/18/2012

B
Alaska 1/18/2012

B
Nebraska 1/18/2012

B
Arizona 1/18/2012

B
Nevada 1/18/2012

B
Arkansas 1/18/2012

B
New Hampshire 1/18/2012

B
California 1/18/2012

B
New Jersey 1/18/2012

IA
California 1/19/2012

B
New Mexico 1/18/2012

B
Colorado 1/18/2012

B
New York 1/18/2012

B
Connecticut 1/18/2012

B
North Carolina 1/19/2012

B
Delaware 1/18/2012

B
North Dakota 1/18/2012

B
District of Columbia 1/18/2012

B
Ohio 1/18/2012

B
Florida 1/18/2012

B
Oklahoma 1/18/2012

B
Georgia 1/18/2012

B
Oregon 1/18/2012

B
Hawaii 1/18/2012

B
Pennsylvania 1/18/2012

B
Idaho 1/18/2012

B
Puerto Rico 1/18/2012

B
Illinois 1/18/2012

B
Rhode Island 1/18/2012

B
Indiana 1/18/2012

B
South Carolina 1/18/2012

B
Iowa 1/18/2012

B
South Dakota 1/18/2012

B
Kansas 1/18/2012

B
Tennessee 1/18/2012

B
Kentucky 1/18/2012

B
Texas 1/18/2012

B
Louisiana 1/18/2012

B
Utah 1/18/2012

B
Maine 1/18/2012

B
Vermont 1/18/2012

B
Maryland 1/18/2012

B
Virginia 1/18/2012

B
Massachusetts 1/18/2012

B
Washington 1/18/2012

B
Michigan 1/18/2012

B
West Virginia 1/18/2012

B
Minnesota 1/18/2012

B
Wisconsin 1/18/2012

B
Mississippi 1/18/2012

B
Wyoming 1/18/2012

B
Missouri 1/18/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
1011 SUNSET BOULEVARD, ROCKLIN, CA 95765
Registered with this firm since 1/19/2012

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
1011 SUNSET BLVD SUITE 210, ROCKLIN, CA 95765
Elk Grove, CA
Registered with this firm since 1/18/2012

Previous Registration(s)
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IA
03/17/2009 - 01/25/2012 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) ROCKLIN, CA
B
03/17/2009 - 01/25/2012 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) ROCKLIN, CA
IA
11/29/2005 - 01/22/2009 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SACRAMENTO, CA
B
11/14/2005 - 01/22/2009 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SACRAMENTO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.