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Detailed Report
Glenn Tuell Carlson Jr
GLENN T CARLSON
CRD#: 5038503
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 132 CHURCH STREET
BELFAST, ME 04915
Registration History
20062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2008 - Present (16 years)BEDWARD JONES (CRD# 250)2005 - Present (19 years)
Disclosure(s)
View By:
9/10/2008
Customer Dispute
Denied
License(s)

State Registrations

B
California 2/4/2010
B
New York 1/24/2013
B
Connecticut 6/21/2017
B
North Carolina 6/26/2024
B
Florida 1/26/2006
B
Ohio 6/20/2024
B
Georgia 8/6/2021
B
Oregon 1/4/2022
B
Maine 1/26/2006
B
Pennsylvania 8/27/2013
IA
Maine 2/25/2009
B
South Carolina 9/28/2020
B
Maryland 2/25/2010
B
Utah 7/30/2018
B
Massachusetts 1/30/2008
B
Virginia 10/24/2023
B
New Hampshire 1/26/2006
B
Wisconsin 1/14/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
132 CHURCH STREET, BELFAST, ME 04915
Registered with this firm since 8/19/2008
B
EDWARD JONES (CRD#:250)
132 CHURCH STREET, BELFAST, ME 04915
Registered with this firm since 12/9/2005
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.