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Detailed Report
GARY BRYAN FRISCH
CRD#: 5037164
IA
Investment Adviser
B
Broker
AVANTAX ADVISORY SERVICESCRD#: 104556 12455 W BELL ROAD
SURPRISE,, AZ 85378
AVANTAX INVESTMENT SERVICES, INC.CRD#: 13686 12455 W BELL ROAD
SURPRISE, AZ 85378
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2019 (6 years)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Arizona 10/25/2019
IA
Arizona 10/25/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
AVANTAX INVESTMENT SERVICES, INC. (CRD#:13686)
12455 W BELL ROAD, SURPRISE, AZ 85378
Surprise, AZ
Registered with this firm since 10/25/2019
IA
AVANTAX ADVISORY SERVICES (CRD#:104556)
12455 W BELL ROAD, SURPRISE,, AZ 85378
SCOTTSDALE, AZ
Registered with this firm since 10/25/2019
Previous Registration(s)
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IA
 08/12/2013 - 10/25/2019 1ST GLOBAL ADVISORS INC (CRD#:111133) SURPRISE, AZ
B
 07/17/2013 - 10/25/2019 1ST GLOBAL CAPITAL CORP. (CRD#:30349) SURPRISE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.