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PAUL DAVID SUSSMAN
PAUL D SUSSMAN
CRD#: 5036523
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1200 28TH ST, STE 200
BOULDER, CO 80303
Registration History
200620082010201220142016201820202022202420262 FIRMS2007 - 2012 (4 years)2 FIRMS2012 - 2019 (7 years)2 FIRMS2019 - 2019 (<1 year)2 FIRMS2019 - 2023 (4 years)2 FIRMS2023 - Present (1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2005 - 2007 (1 year)
License(s)

State Registrations

B
Arizona 10/27/2023

B
New Jersey 10/27/2023

B
California 10/27/2023

B
New York 10/27/2023

B
Colorado 10/27/2023

B
North Carolina 10/27/2023

IA
Colorado 10/27/2023

B
Ohio 10/27/2023

B
Maryland 10/27/2023

B
Oregon 10/27/2023

B
Massachusetts 11/19/2024

B
Virginia 10/27/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1200 28TH ST, STE 200, BOULDER, CO 80303
Registered with this firm since 10/27/2023

B
LPL FINANCIAL LLC (CRD#:6413)
1200 28TH ST, STE 200, BOULDER, CO 80303
Registered with this firm since 10/27/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/16/2019 - 10/24/2023 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) BOULDER, CO
B
04/16/2019 - 10/24/2023 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) BOULDER, CO
IA
03/21/2019 - 04/18/2019 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) BOULDER, CO
B
03/21/2019 - 04/18/2019 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) BOULDER, CO
IA
03/01/2012 - 03/20/2019 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) BOULDER, CO
B
03/01/2012 - 03/20/2019 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) BOULDER, CO
IA
08/20/2007 - 03/12/2012 WADDELL & REED, INC. (CRD#:866) BOULDER, CO
B
08/17/2007 - 03/12/2012 WADDELL & REED, INC. (CRD#:866) BOULDER, CO
B
11/11/2005 - 07/17/2007 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) BOULDER, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.