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SHIRLY MARILYN GALVIS
SHIRLY MARILYN GALVIS-PONCE
CRD#: 5036396
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 Miam, FL
CITI PRIVATE ALTERNATIVES, LLCCRD#: 153777 CITI PRIVATE BANK
201 S. BISCAYNE BLVD., 33rd FLOOR
MIAMI, FL 33131
Registration History
20062008201020122014201620182020202220242026IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2022 - Present (2 years)BCITI PRIVATE ALTERNATIVES, LLC (CRD# 153777)2021 - Present (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2020 - Present (4 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2016 - 2019 (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2014 (7 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2006 - 2007 (<1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)2006 - 2006 (<1 year)
License(s)

State Registrations

B
Alabama 12/9/2021

B
Montana 12/9/2021

B
Alaska 12/9/2021

B
Nebraska 12/9/2021

B
Arizona 12/9/2021

B
Nevada 12/9/2021

B
Arkansas 12/9/2021

B
New Hampshire 12/9/2021

B
California 9/2/2021

B
New Jersey 9/2/2021

B
Colorado 9/2/2021

B
New Mexico 12/9/2021

B
Connecticut 12/8/2021

B
New York 9/2/2021

B
Delaware 9/2/2021

B
North Carolina 12/9/2021

B
District of Columbia 12/8/2021

B
North Dakota 12/9/2021

B
Florida 11/2/2020

B
Ohio 12/9/2021

IA
Florida 5/9/2022

B
Oklahoma 12/9/2021

B
Georgia 9/2/2021

B
Oregon 9/2/2021

B
Hawaii 12/9/2021

B
Pennsylvania 12/8/2021

B
Idaho 12/9/2021

B
Puerto Rico 12/9/2021

B
Illinois 9/2/2021

B
Rhode Island 12/9/2021

B
Indiana 12/9/2021

B
South Carolina 12/9/2021

B
Iowa 12/9/2021

B
South Dakota 9/2/2021

B
Kansas 12/9/2021

B
Tennessee 12/9/2021

B
Kentucky 12/9/2021

B
Texas 9/2/2021

B
Louisiana 12/9/2021

B
Utah 12/9/2021

B
Maine 9/2/2021

B
Vermont 12/9/2021

B
Maryland 9/2/2021

B
Virgin Islands 12/9/2021

B
Massachusetts 9/2/2021

B
Virginia 9/2/2021

B
Michigan 12/9/2021

B
Washington 12/9/2021

B
Minnesota 12/9/2021

B
West Virginia 12/9/2021

B
Mississippi 12/9/2021

B
Wisconsin 12/9/2021

B
Missouri 12/9/2021

B
Wyoming 9/2/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Miam, FL
CITI PRIVATE BANK 201 S. BISCAYNE BLVD., 33rd FLOOR, MIAMI, FL 33131
Registered with this firm since 5/9/2022

B
CITI PRIVATE ALTERNATIVES, LLC (CRD#:153777)
CITI PRIVATE BANK 201 S. BISCAYNE BLVD., 33rd FLOOR, MIAMI, FL 33131
Miami, FL
Registered with this firm since 12/8/2021

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Miam, FL
CITI PRIVATE BANK 201 S. BISCAYNE BLVD., 33rd FLOOR, MIAMI, FL 33131
Registered with this firm since 11/2/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/30/2016 - 12/09/2019 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
B
05/29/2007 - 10/17/2014 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
B
09/20/2006 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) MIAMI, FL
B
01/01/2006 - 07/20/2006 CITICORP INVESTMENT SERVICES (CRD#:23988) MIAMI, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.