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JOSEPH KURTZ HUNT
JOSEPH K HUNT, KURT HUNT, Joseph Hunt
CRD#: 5036197
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
200620082010201220142016201820202022202420262 FIRMS2013 - 2017 (4 years)2 FIRMS2017 - Present (7 years)BDEUTSCHE BANK SECURITIES INC. (CRD# 2525)2005 - 2013 (7 years)IADEUTSCHE BANK SECURITIES INC. (CRD# 2525)2007 - 2013 (6 years)
Disclosure(s)
View By:
9/19/2023
Customer Dispute
Closed-No Action
2/24/2023
Judgment / Lien
4/22/2020
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 8/3/2021

B
Oklahoma 9/18/2020

B
Arizona 7/13/2021

B
South Carolina 12/5/2017

B
California 12/5/2017

B
Tennessee 1/8/2020

B
Colorado 1/22/2021

IA
Texas 1/10/2020

B
Florida 12/5/2017

B
Texas 1/14/2022

B
Georgia 12/5/2017

B
Utah 4/11/2023

IA
Georgia 12/5/2017

B
Virgin Islands 5/22/2023

B
Kentucky 6/18/2020

B
Virginia 8/31/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 12/5/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 12/5/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/26/2013 - 12/19/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ATLANTA, GA
B
04/26/2013 - 12/19/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ATLANTA, GA
IA
02/06/2007 - 05/06/2013 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) ATLANTA, GA
B
10/21/2005 - 05/06/2013 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.