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Detailed Report
BRIAN RONALD TAYAN
CRD#: 5036154
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Investment Adviser
TAYAN CAPITAL MANAGEMENT, LLCCRD#: 140864 1135 Trinity Drive
Menlo Park, CA 94025
Registration History
20062008201020122014201620182020202220242026IATAYAN CAPITAL MANAGEMENT, LLC (CRD# 140864)2020 - Present (4 years)IATAYAN CAPITAL MANAGEMENT, LLC (CRD# 140864)2006 - 2014 (8 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2005 - 2006 (<1 year)
License(s)

State Registrations

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California 7/13/2020
Current Registration(s)
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TAYAN CAPITAL MANAGEMENT, LLC (CRD#:140864)
1135 Trinity Drive, Menlo Park, CA 94025
Registered with this firm since 7/13/2020
Previous Registration(s)
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 08/28/2006 - 11/06/2014 TAYAN CAPITAL MANAGEMENT, LLC (CRD#:140864) MENLO PARK, CA
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 12/19/2005 - 03/29/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.