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KIMBERLY MARIE CARSTENS
KIMBERLY M CARSTENS, KIM GREEN
CRD#: 5035732
IA
Investment Adviser
B
Broker
FIRST CITIZENS INVESTOR SERVICES, INC.CRD#: 44430 100 East Tryon Road
MAIL CODE: DAC19
Raleigh, NC 27603
Registration History
200620082010201220142016201820202022202420262 FIRMS2008 - 2011 (3 years)2 FIRMS2011 - 2020 (8 years)2 FIRMS2020 - Present (4 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2015 - 2020 (4 years)BNEXT FINANCIAL GROUP, INC. (CRD# 46214)2007 - 2008 (<1 year)BOPTIONSXPRESS, INC. (CRD# 103849)2006 - 2007 (<1 year)
License(s)

State Registrations

B
Alabama 1/10/2024

B
Nebraska 1/10/2024

B
Alaska 1/10/2024

B
Nevada 1/10/2024

B
Arizona 1/10/2024

B
New Hampshire 1/10/2024

B
Arkansas 1/10/2024

B
New Jersey 1/10/2024

B
California 1/10/2024

B
New Mexico 1/10/2024

B
Colorado 1/10/2024

B
New York 1/10/2024

B
Connecticut 1/10/2024

B
North Carolina 9/29/2020

B
Delaware 1/10/2024

IA
North Carolina 9/30/2020

B
District of Columbia 1/10/2024

B
North Dakota 1/10/2024

B
Florida 1/10/2024

B
Ohio 1/10/2024

B
Georgia 1/10/2024

B
Oklahoma 1/10/2024

B
Hawaii 1/10/2024

B
Oregon 1/10/2024

B
Idaho 1/10/2024

B
Pennsylvania 1/10/2024

B
Illinois 1/10/2024

B
Puerto Rico 1/10/2024

B
Indiana 1/10/2024

B
Rhode Island 1/10/2024

B
Iowa 1/10/2024

B
South Carolina 1/10/2024

B
Kansas 1/10/2024

B
South Dakota 1/10/2024

B
Kentucky 1/10/2024

B
Tennessee 1/10/2024

B
Louisiana 1/10/2024

B
Texas 1/10/2024

B
Maine 1/10/2024

B
Utah 1/10/2024

B
Maryland 1/10/2024

B
Vermont 1/10/2024

B
Massachusetts 1/10/2024

B
Virgin Islands 1/10/2024

B
Michigan 1/10/2024

B
Virginia 1/10/2024

B
Minnesota 1/10/2024

B
Washington 1/10/2024

B
Mississippi 1/10/2024

B
West Virginia 1/10/2024

B
Missouri 1/10/2024

B
Wisconsin 1/10/2024

B
Montana 1/10/2024

B
Wyoming 1/10/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430)
100 East Tryon Road MAIL CODE: DAC19, Raleigh, NC 27603
Registered with this firm since 9/30/2020

B
FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430)
100 East Tryon Road MAIL CODE: DAC19, Raleigh, NC 27603
Registered with this firm since 9/29/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/04/2011 - 09/25/2020 USAA INVESTMENT SERVICES COMPANY (CRD#:5475) SAN ANTONIO, TX
B
10/04/2011 - 09/25/2020 USAA INVESTMENT SERVICES COMPANY (CRD#:5475) SAN ANTONIO, TX
B
12/02/2015 - 07/10/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
IA
11/14/2008 - 10/07/2011 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) SAN ANTONIO, TX
B
07/23/2008 - 10/07/2011 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
B
07/05/2007 - 06/24/2008 NEXT FINANCIAL GROUP, INC. (CRD#:46214) HOUSTON, TX
B
08/30/2006 - 06/18/2007 OPTIONSXPRESS, INC. (CRD#:103849) EL PASO, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.