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ORLANDO JOSE TORRES
ORLANDO TORRES
CRD#: 5035624
IA
B
NFP RETIREMENT INC.CRD#: 121254 120 VANTIS
SUITE 400
ALISO VIEJO, CA 92656
SUITE 400
ALISO VIEJO, CA 92656
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 120 Vantis
Suite 400
Aliso Viejo, CA 92656
Suite 400
Aliso Viejo, CA 92656
0
Disclosures
17
Years of Experience
View By:
State Registrations
IA
California 11/30/2010
B
New Hampshire 7/29/2016
B
California 7/29/2014
B
New Jersey 5/23/2016
B
Colorado 2/27/2024
B
New York 2/27/2024
B
Connecticut 5/7/2019
B
North Carolina 6/28/2016
B
Florida 2/27/2024
B
North Dakota 2/27/2024
B
Georgia 7/2/2015
B
Oregon 11/15/2017
B
Illinois 9/14/2017
B
Pennsylvania 8/18/2016
B
Indiana 10/23/2017
B
Tennessee 1/20/2021
B
Louisiana 2/27/2024
B
Texas 6/28/2016
B
Maryland 9/29/2015
B
Utah 1/29/2016
B
Michigan 5/23/2017
B
Virginia 2/27/2024
B
Minnesota 4/27/2016
B
Washington 8/10/2016
B
Missouri 11/2/2015
B
Wisconsin 9/20/2017
B
Nevada 8/12/2015
SRO Registrations
B
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IA
Registered with this firm since 11/30/2010
B
Registered with this firm since 7/29/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/05/2007 - 07/22/2014 | ALISO VIEJO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.