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Keith S. Greenberg
Keith S Greenberg, Keith Scott Greenberg, Keith Greenberg
CRD#: 5034829
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 Fort Mill, SC
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2006 (<1 year)2 FIRMS2006 - 2019 (12 years)2 FIRMS2019 - 2022 (2 years)2 FIRMS2022 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

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South Carolina 8/22/2024

IA
South Carolina 8/22/2024

SRO Registrations

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FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
Fort Mill, SC
Registered with this firm since 8/22/2024

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RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
Fort Mill, SC
Registered with this firm since 8/22/2024

Previous Registration(s)
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IA
05/23/2022 - 07/26/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) Fort Mill, SC
B
05/23/2022 - 07/26/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) Charlotte, NC
IA
07/19/2019 - 05/10/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHARLOTTE, NC
B
07/19/2019 - 05/10/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHARLOTTE, NC
IA
09/29/2006 - 01/15/2019 BLACKROCK INVESTMENT MANAGEMENT, LLC (CRD#:108928) Charlotte, NC
B
09/29/2006 - 01/15/2019 BLACKROCK INVESTMENTS, LLC (CRD#:38642) Charlotte, NC
IA
06/23/2006 - 09/29/2006 MERRILL LYNCH INVESTMENT MANAGERS LP (CRD#:105068) PLAINSBORO, NJ
B
03/29/2006 - 09/29/2006 FAM DISTRIBUTORS, INC. (CRD#:4100) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.