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Detailed Report
PEGGY MARIE COTTER
PEGGY MARIE CALDECOTT, PEGGY MARIE MANNARINO
CRD#: 5034613
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Investment Adviser
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Previous Broker
AETERNUM ADVISORSCRD#: 285331 Oceanside, CA
Registration History
20062008201020122014201620182020202220242026IAAETERNUM ADVISORS (CRD# 285331)2018 - Present (7 years)BQUEST CAPITAL STRATEGIES, INC. (CRD# 16783)2009 - 2018 (8 years)BEVOLVE SECURITIES, INC. (CRD# 127474)2008 - 2009 (1 year)BAFS BROKERAGE, INC. (CRD# 25924)2005 - 2008 (2 years)
License(s)

State Registrations

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California 3/5/2018
Current Registration(s)
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AETERNUM ADVISORS (CRD#:285331)
Oceanside, CA
Registered with this firm since 3/5/2018
Previous Registration(s)
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 08/14/2009 - 03/05/2018 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
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 04/30/2008 - 08/17/2009 EVOLVE SECURITIES, INC. (CRD#:127474) CAMARILLO, CA
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 12/14/2005 - 04/30/2008 AFS BROKERAGE, INC. (CRD#:25924) CAMARILLO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.