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TOMAS STEVEN APONTE
TOM STEVEN APONTE, TOMMY STEVEN APONTE
CRD#: 5033312
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 255 WOODCLIFF DRIVE
1ST FLOOR
FAIRPORT, NY 14450
CETERA INVESTMENT SERVICES LLCCRD#: 15340 255 WOODCLIFF DRIVE
1ST FLOOR
FAIRPORT, NY 14450
Registration History
200620082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BFORESTERS FINANCIAL SERVICES, INC. (CRD# 305)2005 - 2019 (13 years)IAFORESTERS ADVISORY SERVICES, LLC (CRD# 164663)2013 - 2019 (5 years)
License(s)

State Registrations

B
Arizona 7/23/2020

B
Michigan 2/8/2023

B
California 6/21/2019

B
New York 6/21/2019

B
Colorado 1/28/2025

IA
New York 3/31/2021

B
Florida 7/8/2019

B
Pennsylvania 6/21/2019

B
Georgia 6/21/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
255 WOODCLIFF DRIVE 1ST FLOOR, FAIRPORT, NY 14450
Registered with this firm since 6/20/2019

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
255 WOODCLIFF DRIVE 1ST FLOOR, FAIRPORT, NY 14450
Registered with this firm since 6/20/2019

Previous Registration(s)
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IA
07/12/2013 - 06/24/2019 FORESTERS ADVISORY SERVICES, LLC (CRD#:164663) Fairport, NY
B
10/14/2005 - 06/24/2019 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) Fairport, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.