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Detailed Report
ALLISON BETH SHERMAN
ALLISON BETH TANNENHOLTZ, ALLISON BETH TENNENHOLTZ
CRD#: 5032589
IA
Investment Adviser
B
Broker
BLACKROCK FINANCIAL MANAGEMENT, INCCRD#: 107105 50 HUDSON YARDS
NEW YORK, NY 10001
BLACKROCK INVESTMENTS, LLCCRD#: 38642 50 HUDSON YARDS
NEW YORK, NY 10001
Registration History
20062008201020122014201620182020202220242026IABLACKROCK FINANCIAL MANAGEMENT... (CRD# 107105)2006 - Present (18 years)BBLACKROCK INVESTMENTS, LLC (CRD# 38642)2005 - Present (19 years)
License(s)

State Registrations

B
Alabama 1/24/2020
B
Nebraska 1/24/2020
B
Alaska 1/24/2020
B
Nevada 1/24/2020
B
Arizona 4/19/2018
B
New Hampshire 1/24/2020
B
Arkansas 4/19/2018
B
New Jersey 11/6/2006
B
California 11/13/2017
B
New Mexico 1/24/2020
B
Colorado 4/19/2018
B
New York 12/19/2006
B
Connecticut 4/19/2018
IA
New York 8/6/2021
B
Delaware 4/19/2018
B
North Carolina 4/19/2018
B
District of Columbia 4/19/2018
B
North Dakota 1/24/2020
B
Florida 4/19/2018
B
Ohio 4/19/2018
B
Georgia 4/19/2018
B
Oklahoma 1/24/2020
B
Hawaii 1/24/2020
B
Oregon 4/19/2018
B
Idaho 1/24/2020
B
Pennsylvania 11/13/2017
B
Illinois 4/19/2018
B
Puerto Rico 1/24/2020
B
Indiana 1/24/2020
B
Rhode Island 1/24/2020
B
Iowa 1/24/2020
B
South Carolina 4/19/2018
B
Kansas 1/24/2020
B
South Dakota 1/24/2020
B
Kentucky 1/24/2020
B
Tennessee 1/24/2020
B
Louisiana 4/19/2018
B
Texas 4/19/2018
B
Maine 1/24/2020
B
Utah 1/24/2020
B
Maryland 4/19/2018
B
Vermont 1/24/2020
B
Massachusetts 3/3/2014
B
Virgin Islands 1/24/2020
B
Michigan 1/24/2020
B
Virginia 4/19/2018
B
Minnesota 4/19/2018
B
Washington 4/19/2018
B
Mississippi 1/24/2020
B
West Virginia 1/24/2020
B
Missouri 4/19/2018
B
Wisconsin 1/24/2020
B
Montana 1/24/2020
B
Wyoming 1/24/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BLACKROCK FINANCIAL MANAGEMENT, INC (CRD#:107105)
50 HUDSON YARDS, NEW YORK, NY 10001
Registered with this firm since 12/19/2006
B
BLACKROCK INVESTMENTS, LLC (CRD#:38642)
50 HUDSON YARDS, NEW YORK, NY 10001
Registered with this firm since 12/9/2005
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.