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MALIA S MORALES
MALIA SKAER MORALES, MALIA MORALES, MALIA KRISTIN SKAER, MALIA SKAER, MALIA SKAER MORALES
CRD#: 5032482
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 CAPITOL ST
PBIG - HOUSTON II
HOUSTON, TX 77002
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)
License(s)

State Registrations

B
Alabama 3/13/2008

B
Nebraska 1/19/2012

B
Alaska 12/1/2010

B
Nevada 2/10/2012

B
Arizona 3/13/2008

B
New Hampshire 5/6/2014

B
Arkansas 3/13/2008

B
New Jersey 6/7/2010

B
California 3/13/2008

B
New Mexico 6/7/2010

B
Colorado 3/13/2008

B
New York 6/7/2010

B
Connecticut 2/10/2011

B
North Carolina 3/14/2008

B
Delaware 11/16/2011

B
North Dakota 6/4/2012

B
District of Columbia 6/7/2010

B
Ohio 3/14/2008

B
Florida 3/13/2008

B
Oklahoma 3/13/2008

B
Georgia 6/7/2010

B
Oregon 12/2/2010

B
Hawaii 4/21/2011

B
Pennsylvania 2/25/2011

B
Idaho 2/1/2011

B
Rhode Island 4/11/2013

B
Illinois 3/13/2008

B
South Carolina 3/13/2008

B
Indiana 2/21/2012

B
South Dakota 3/16/2012

B
Iowa 6/7/2010

B
Tennessee 6/7/2010

B
Kansas 9/7/2010

B
Texas 6/4/2007

B
Kentucky 5/5/2011

IA
Texas 6/4/2007

B
Louisiana 3/13/2008

B
Utah 5/13/2011

B
Maine 10/4/2013

B
Vermont 1/4/2012

B
Maryland 3/13/2008

B
Virgin Islands 8/17/2017

B
Massachusetts 12/9/2011

B
Virginia 1/7/2011

B
Michigan 1/31/2011

B
Washington 3/13/2008

B
Minnesota 3/13/2008

B
West Virginia 7/29/2014

B
Mississippi 2/25/2011

B
Wisconsin 12/20/2012

B
Missouri 6/7/2010

B
Wyoming 6/7/2010

B
Montana 12/8/2011

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST PBIG - HOUSTON II, HOUSTON, TX 77002
Registered with this firm since 6/4/2007

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST PBIG - HOUSTON II, HOUSTON, TX 77002
Registered with this firm since 5/9/2007

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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.