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Detailed Report
Duane Kliethermes
DJ KLIETHERMES, DUANE J KLIETHERMES
CRD#: 5031469
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 12555 MANCHESTER RD
ST LOUIS, MO 63131
Registration History
200620082010201220142016201820202022202420262 FIRMS2021 - Present (3 years)BEDWARD JONES (CRD# 250)2006 - 2012 (5 years)BEDWARD JONES (CRD# 250)2005 - 2006 (<1 year)
License(s)

State Registrations

B
Alabama 1/3/2022
B
Montana 1/3/2022
B
Alaska 1/3/2022
B
Nebraska 1/3/2022
B
Arizona 1/3/2022
B
Nevada 1/3/2022
B
Arkansas 1/3/2022
B
New Hampshire 1/3/2022
B
California 1/3/2022
B
New Jersey 1/3/2022
B
Colorado 1/3/2022
B
New Mexico 1/3/2022
B
Connecticut 1/3/2022
B
New York 1/3/2022
B
Delaware 1/3/2022
B
North Carolina 1/3/2022
B
District of Columbia 1/3/2022
B
North Dakota 1/3/2022
B
Florida 1/3/2022
B
Ohio 1/3/2022
B
Georgia 1/3/2022
B
Oklahoma 1/3/2022
B
Hawaii 1/3/2022
B
Oregon 1/3/2022
B
Idaho 1/3/2022
B
Pennsylvania 1/3/2022
B
Illinois 1/3/2022
B
Rhode Island 1/3/2022
B
Indiana 1/3/2022
B
South Carolina 1/3/2022
B
Iowa 1/3/2022
B
South Dakota 1/3/2022
B
Kansas 1/3/2022
B
Tennessee 1/3/2022
B
Kentucky 1/3/2022
B
Texas 1/3/2022
B
Louisiana 1/3/2022
IA
Texas 1/3/2022
B
Maine 1/3/2022
B
Utah 1/3/2022
B
Maryland 1/3/2022
B
Vermont 1/3/2022
B
Massachusetts 1/3/2022
B
Virginia 1/3/2022
B
Michigan 1/3/2022
B
Washington 1/3/2022
B
Minnesota 1/3/2022
B
West Virginia 1/3/2022
B
Mississippi 1/3/2022
B
Wisconsin 1/3/2022
B
Missouri 12/17/2021
B
Wyoming 1/3/2022
IA
Missouri 12/20/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
12555 MANCHESTER RD, ST LOUIS, MO 63131
Saint Peters, MO
Registered with this firm since 12/20/2021
B
EDWARD JONES (CRD#:250)
12555 MANCHESTER RD, ST LOUIS, MO 63131
Saint Peters, MO
Registered with this firm since 10/20/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 11/07/2006 - 08/23/2012 EDWARD JONES (CRD#:250) ST. LOUIS, MO
B
 11/18/2005 - 08/03/2006 EDWARD JONES (CRD#:250) ST CHARLES, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.