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AMANDA LOUISE PENITZ
AMANDA LOUISE MCCONNELL
CRD#: 5030752
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 159 CROCKER PARK BLVD.
SUITE 390
WESTLAKE, OH 44145
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2017 (8 years)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Colorado 10/13/2017

B
Ohio 8/25/2017

B
Florida 10/13/2017

IA
Ohio 8/25/2017

B
Illinois 10/13/2017

B
Pennsylvania 10/13/2017

B
Iowa 3/9/2023

B
South Carolina 5/23/2022

B
Kansas 11/29/2021

B
Texas 8/25/2017

B
Massachusetts 10/13/2017

IA
Texas 8/25/2017

B
Michigan 10/13/2017

B
Virginia 11/8/2018

B
New York 6/13/2019

B
Wisconsin 2/23/2021

B
North Carolina 10/13/2017

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
159 CROCKER PARK BLVD. SUITE 390, WESTLAKE, OH 44145
Westlake, OH
Registered with this firm since 8/25/2017

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
159 CROCKER PARK BLVD. SUITE 390, WESTLAKE, OH 44145
Westlake, OH
Registered with this firm since 8/25/2017

Previous Registration(s)
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IA
06/01/2009 - 08/29/2017 MORGAN STANLEY (CRD#:149777) WESTLAKE, OH
B
06/01/2009 - 08/29/2017 MORGAN STANLEY (CRD#:149777) WESTLAKE, OH
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) WESTLAKE, OH
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) WESTLAKE, OH
IA
10/18/2005 - 04/02/2007 MORGAN STANLEY (CRD#:7556) CLEVELAND, OH
B
09/30/2005 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) CLEVELAND, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.