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Grant Richard Ellis
GRANT ELLIS
CRD#: 5030661
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 8596 FARMINGTON BLVD. STE 1
GERMANTOWN, TN 38139
Registration History
200620082010201220142016201820202022202420262 FIRMS2012 - 2016 (3 years)2 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - Present (4 years)BCOLONY PARK FINANCIAL SERVICES... (CRD# 41534)2009 - 2012 (3 years)BJOHN HANCOCK DISTRIBUTORS LLC (CRD# 5249)2005 - 2007 (1 year)IAFORUM SIX FINANCIAL (CRD# 283469)2017 - 2020 (2 years)IAFIELDSTONE FINANCIAL PARTNERS, LLC (CRD# 283469)2016 - 2016 (<1 year)IACOLONY PARK FINANCIAL SERVICES LLC (CRD# 41534)2012 - 2012 (<1 year)
License(s)

State Registrations

B
California 8/1/2024

B
Tennessee 2/11/2021

B
Mississippi 7/9/2024

IA
Tennessee 2/18/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
8596 FARMINGTON BLVD. STE 1, GERMANTOWN, TN 38139
Registered with this firm since 2/18/2021

B
LPL FINANCIAL LLC (CRD#:6413)
8596 FARMINGTON BLVD. STE 1, GERMANTOWN, TN 38139
Registered with this firm since 2/11/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/22/2020 - 02/12/2021 LOCKTON INVESTMENT ADVISORS, LLC (CRD#:144133) Brentwood, TN
B
03/17/2020 - 02/12/2021 LOCKTON INVESTMENT SECURITIES, LLC (CRD#:137476) Brentwood, TN
IA
11/22/2017 - 03/30/2020 FORUM SIX FINANCIAL (CRD#:283469) COLLEGE GROVE, TN
IA
05/13/2016 - 12/31/2016 FIELDSTONE FINANCIAL PARTNERS, LLC (CRD#:283469) NASHVILLE, TN
IA
12/07/2012 - 05/23/2016 LPL FINANCIAL LLC (CRD#:6413) FRANKLIN, TN
B
12/07/2012 - 05/23/2016 LPL FINANCIAL LLC (CRD#:6413) FRANKLIN, TN
IA
11/06/2012 - 12/17/2012 COLONY PARK FINANCIAL SERVICES LLC (CRD#:41534) BRENTWOOD, TN
B
05/27/2009 - 12/17/2012 COLONY PARK FINANCIAL SERVICES LLC. (CRD#:41534) BRENTWOOD, TN
B
10/24/2005 - 08/17/2007 JOHN HANCOCK DISTRIBUTORS LLC (CRD#:5249) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.