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Detailed Report
DON RICHARD NORRIS
DON R NORRIS
CRD#: 5029728
IA
Investment Adviser
EDELMAN FINANCIAL ENGINESCRD#: 104510 20700 44TH AVE W.
SUITE 120
LYNNWOOD, WA 98036
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2007 (<1 year)IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2016 - Present (8 years)IAFINANCIAL ENGINES ADVISOR CENT... (CRD# 109238)2014 - 2016 (2 years)IATHE MUTUAL FUND STORE (CRD# 144493)2008 - 2014 (6 years)
License(s)

State Registrations

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Texas 11/30/2016
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Washington 11/30/2016
Current Registration(s)
IA
EDELMAN FINANCIAL ENGINES (CRD#:104510)
20700 44TH AVE W. SUITE 120, LYNNWOOD, WA 98036
Registered with this firm since 11/30/2016
Previous Registration(s)
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 01/23/2014 - 11/30/2016 FINANCIAL ENGINES ADVISOR CENTER, LLC (CRD#:109238) LYNNWOOD, WA
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 01/03/2008 - 02/18/2014 THE MUTUAL FUND STORE (CRD#:144493) FEDERAL WAY, WA
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 09/07/2007 - 11/16/2007 WADDELL & REED, INC. (CRD#:866) SEATTLE, WA
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 02/09/2007 - 07/06/2007 EDWARD JONES (CRD#:250) SEATTLE, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.