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TAMMY BERNETTE HAYGOOD
TAMMY HAYGOOD
CRD#: 5029457
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 345 CALIFORNIA STREET
SAN FRANCISCO, CA 94104-2642
Registration History
200620082010201220142016201820202022202420262 FIRMS2010 - 2023 (12 years)2 FIRMS2023 - Present (1 year)BEDWARD JONES (CRD# 250)2005 - 2010 (4 years)IAEDWARD JONES (CRD# 250)2007 - 2010 (3 years)
License(s)

State Registrations

B
Alabama 6/13/2023

B
Nevada 5/24/2023

B
Alaska 6/2/2023

B
New Jersey 5/24/2023

B
Arizona 5/24/2023

B
New York 5/24/2023

B
California 5/24/2023

B
North Carolina 5/24/2023

IA
California 5/25/2023

IA
North Carolina 6/14/2023

B
Delaware 11/6/2023

B
Ohio 5/24/2023

B
District of Columbia 5/24/2023

B
South Carolina 10/28/2024

IA
District of Columbia 7/7/2023

B
Texas 5/24/2023

B
Florida 11/26/2024

IA
Texas 5/24/2023

B
Hawaii 5/24/2023

B
Virginia 5/24/2023

B
Illinois 5/24/2023

B
Washington 5/24/2023

B
Maryland 5/24/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
345 CALIFORNIA STREET, SAN FRANCISCO, CA 94104-2642
2100 PENNSYLVANIA AVENUE NW SUITE 810N, WASHINGTON, DC 20037
Registered with this firm since 5/24/2023

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
345 CALIFORNIA STREET, SAN FRANCISCO, CA 94104-2642
2100 PENNSYLVANIA AVENUE NW SUITE 810N, WASHINGTON, DC 20037
Registered with this firm since 5/24/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2010 - 06/02/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
B
09/30/2010 - 06/02/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
IA
02/05/2007 - 10/06/2010 EDWARD JONES (CRD#:250) SAN FRANCISCO, CA
B
11/09/2005 - 10/06/2010 EDWARD JONES (CRD#:250) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.