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DAVID RICHARD BAILEY
DAVID BAILEY, Dave Bailey
CRD#: 5028735
IA
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AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 712 CAMBRIDGE STREET STE D
MIDLAND, MI 48642
MIDLAND, MI 48642
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 712 CAMBRIDGE STREET STE D
Midland, MI 48642
Midland, MI 48642
0
Disclosures
19
Years of Experience
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State Registrations
B
Arizona 1/2/2018
B
Minnesota 4/5/2024
B
California 2/12/2021
B
Montana 7/23/2024
B
Colorado 10/18/2019
B
New York 7/18/2019
B
Florida 7/18/2019
B
North Carolina 9/16/2020
B
Iowa 9/2/2020
B
Ohio 7/11/2022
B
Kentucky 3/17/2021
B
South Carolina 2/12/2021
B
Michigan 1/2/2018
B
Texas 7/18/2019
IA
Michigan 11/1/2021
B
Virginia 7/18/2019
SRO Registrations
B
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Registered with this firm since 11/1/2021
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Registered with this firm since 1/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/10/2018 - 11/01/2021 | LINCOLN, NE | |
IA | 06/01/2017 - 01/09/2018 | Midland, MI | |
B | 06/01/2017 - 01/09/2018 | Midland, MI | |
IA | 06/22/2015 - 06/14/2017 | MIDLAND, MI | |
B | 09/30/2014 - 06/14/2017 | MIDLAND, MI | |
IA | 11/10/2009 - 08/15/2014 | SAGINAW, MI | |
B | 02/13/2006 - 08/15/2014 | SAGINAW, MI | |
B | 11/09/2005 - 12/21/2005 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.