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JEREMIAH HARTLEY
CRD#: 5027943
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 611 SOUTH FRIENDSWOOD DRIVE
FRIENDSWOOD, TX 77546
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2008 (3 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2019 - Present (5 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - Present (8 years)BBBVA SECURITIES INC. (CRD# 27060)2013 - 2016 (3 years)BBBVA COMPASS INVESTMENT SOLUTI... (CRD# 17086)2010 - 2013 (3 years)BGUARANTY BROKERAGE SERVICES, INC. (CRD# 23302)2009 - 2009 (<1 year)
License(s)

State Registrations

B
California 10/22/2021

B
New York 4/12/2023

IA
California 10/25/2021

B
Tennessee 10/22/2021

B
Indiana 7/3/2024

B
Texas 6/10/2016

B
Iowa 7/9/2023

IA
Texas 5/30/2019

B
Louisiana 3/9/2021

B
Wyoming 4/12/2021

B
New Jersey 2/19/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
611 SOUTH FRIENDSWOOD DRIVE, FRIENDSWOOD, TX 77546
Registered with this firm since 5/30/2019

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
611 SOUTH FRIENDSWOOD DRIVE, FRIENDSWOOD, TX 77546
Registered with this firm since 6/10/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/16/2013 - 05/23/2016 BBVA SECURITIES INC. (CRD#:27060) HOUSTON, TX
B
02/25/2010 - 05/16/2013 BBVA COMPASS INVESTMENT SOLUTIONS, INC (CRD#:17086) HOUSTON, TX
B
02/02/2009 - 12/23/2009 GUARANTY BROKERAGE SERVICES, INC. (CRD#:23302) HOUSTON, TX
IA
12/02/2005 - 11/19/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) HOUSTON, TX
B
11/09/2005 - 11/19/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.