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ROCHELLE E MITCHELL
ROCHELLE E DUCHARME, ROCHELLE ELIZABETH SCHNEIDER
CRD#: 5027563
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 17802 W INTERSTATE 10
SAN ANTONIO, TX 78257
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2009 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - Present (13 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - Present (15 years)
License(s)

State Registrations

B
Alabama 9/16/2011

B
Minnesota 2/6/2017

B
Arizona 9/16/2011

B
Montana 6/20/2024

B
Arkansas 1/15/2021

B
Nebraska 1/6/2012

B
California 9/16/2011

B
New Mexico 9/16/2011

B
Colorado 9/16/2011

B
New York 9/16/2011

B
Connecticut 7/15/2021

B
North Carolina 9/19/2011

B
District of Columbia 11/15/2021

B
Ohio 8/4/2023

B
Florida 2/7/2024

B
Oklahoma 9/16/2011

B
Georgia 9/16/2011

B
Pennsylvania 1/6/2012

B
Hawaii 7/31/2014

B
South Carolina 9/16/2011

B
Illinois 6/1/2021

B
Texas 5/18/2011

B
Iowa 5/15/2014

IA
Texas 9/2/2011

B
Kansas 9/16/2011

B
Utah 7/31/2014

B
Louisiana 9/16/2011

B
Virginia 1/15/2021

B
Maryland 1/15/2021

B
Washington 1/11/2022

B
Michigan 9/16/2011

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
17802 W INTERSTATE 10, SAN ANTONIO, TX 78257
Registered with this firm since 9/2/2011

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
17802 W INTERSTATE 10, SAN ANTONIO, TX 78257
Registered with this firm since 8/6/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/01/2009 - 08/31/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SAN ANTONIO, TX
B
04/28/2009 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN ANTONIO, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.