• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JAMES EDWARD HROMADKA
JAMES HROMADKA
CRD#: 5026094
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2777 ALLEN PARKWAY
RP-01
HOUSTON, TX 77019
Registration History
200620082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BHD VEST INVESTMENT SERVICES (CRD# 13686)2005 - 2018 (12 years)IAH.D. VEST ADVISORY SERVICES, INC (CRD# 104556)2006 - 2018 (12 years)
License(s)

State Registrations

B
Arkansas 1/29/2021

B
North Carolina 11/10/2020

IA
Arkansas 2/1/2021

IA
North Carolina 11/24/2020

B
California 6/5/2023

B
Texas 7/9/2018

IA
California 6/5/2023

IA
Texas 7/9/2018

B
Louisiana 12/15/2023

B
Washington 11/10/2021

IA
Louisiana 12/15/2023

IA
Washington 11/10/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2777 ALLEN PARKWAY RP-01, HOUSTON, TX 77019
Registered with this firm since 7/9/2018

B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2777 ALLEN PARKWAY RP-01, HOUSTON, TX 77019
Registered with this firm since 7/9/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/10/2006 - 07/20/2018 H.D. VEST ADVISORY SERVICES, INC (CRD#:104556) HOUSTON, TX
B
12/20/2005 - 07/20/2018 HD VEST INVESTMENT SERVICES (CRD#:13686) Houston, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.