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FRANCESCO TRAINA
CRD#: 5025477
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1200 BRICKELL AVE
SUITE 310
MIAMI, FL 33131
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 1200 Brickell Avenue
Suite 310
Miami, FL 33131
Registration History
200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - 2016 (4 years)2 FIRMS2016 - Present (8 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2005 - 2008 (2 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2008 (2 years)
Disclosure(s)
View By:
1/13/2025
Customer Dispute
Pending
License(s)

State Registrations

B
California 3/25/2019

B
New Jersey 4/5/2019

B
Colorado 1/30/2023

B
New York 9/1/2016

B
Delaware 4/2/2019

B
Ohio 1/12/2021

B
Florida 9/1/2016

B
Pennsylvania 7/29/2024

IA
Florida 9/13/2016

IA
Texas 1/29/2025

B
Illinois 11/16/2016

B
Virginia 11/25/2019

B
Nevada 2/19/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
1200 BRICKELL AVE SUITE 310, MIAMI, FL 33131
Registered with this firm since 9/13/2016

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
1200 Brickell Avenue Suite 310, Miami, FL 33131
Registered with this firm since 9/1/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/05/2011 - 09/09/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) MIAMI, FL
B
11/28/2011 - 09/09/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) MIAMI, FL
IA
06/01/2009 - 12/12/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) BOCA RATON, FL
B
06/01/2009 - 12/12/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) BOCA RATON, FL
IA
03/05/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BOCA RATON, FL
B
02/29/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BOCA RATON, FL
IA
01/18/2006 - 03/10/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BOCA RATON, FL
B
12/15/2005 - 03/10/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BOCA RATON, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.