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MATTHEW W SCOTT
MATTHEW W SCOTT MR.
CRD#: 5025445
IA
B
MORGAN STANLEYCRD#: 149777 250 Park Avenue South
Suite 500
Winter Park, FL 32789
Suite 500
Winter Park, FL 32789
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Alabama 6/1/2009
B
Montana 5/24/2018
IA
Alabama 12/22/2014
B
Nebraska 5/24/2018
B
Alaska 5/24/2018
B
Nevada 5/24/2018
B
Arizona 5/24/2018
B
New Hampshire 5/24/2018
B
Arkansas 5/24/2018
B
New Jersey 5/24/2018
B
California 6/1/2009
B
New Mexico 5/24/2018
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 5/24/2018
B
North Carolina 6/1/2009
B
Delaware 6/1/2009
B
North Dakota 5/24/2018
B
District of Columbia 9/24/2009
B
Ohio 10/21/2013
B
Florida 6/1/2009
B
Oklahoma 5/24/2018
IA
Florida 6/1/2009
B
Oregon 5/24/2018
B
Georgia 6/1/2009
B
Pennsylvania 6/1/2009
B
Hawaii 5/24/2018
B
Puerto Rico 5/24/2018
B
Idaho 5/24/2018
B
Rhode Island 5/24/2018
B
Illinois 8/23/2010
B
South Carolina 6/1/2009
B
Indiana 8/14/2009
B
South Dakota 5/24/2018
B
Iowa 5/24/2018
B
Tennessee 1/6/2011
B
Kansas 5/24/2018
B
Texas 6/1/2009
B
Kentucky 5/24/2018
IA
Texas 6/1/2009
B
Louisiana 5/24/2018
B
Utah 5/24/2018
B
Maine 5/24/2018
B
Vermont 7/24/2012
B
Maryland 6/1/2009
B
Virgin Islands 5/24/2018
B
Massachusetts 10/19/2009
B
Virginia 6/1/2009
B
Michigan 6/1/2009
B
Washington 6/1/2009
B
Minnesota 5/24/2018
B
West Virginia 9/12/2011
B
Mississippi 5/24/2018
B
Wisconsin 5/24/2018
B
Missouri 5/24/2018
B
Wyoming 5/24/2018
SRO Registrations
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B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | WINTER PARK, FL | |
B | 04/02/2007 - 06/01/2009 | WINTER PARK, FL | |
IA | 01/13/2006 - 04/02/2007 | WINTER PARK, FL | |
B | 10/05/2005 - 04/02/2007 | WINTER PARK, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.