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JOSEPH RAYMOND MARONE III
Joseph Raymond Marone
CRD#: 5025433
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1057 LAKE SUMTER LANDING
THE VILLAGES, FL 32162
THE VILLAGES, FL 32162
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1057 LAKE SUMTER LANDING
THE VILLAGES, FL 32162
THE VILLAGES, FL 32162
0
Disclosures
19
Years of Experience
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State Registrations
B
Alabama 5/19/2023
B
Missouri 7/21/2023
B
Alaska 3/21/2024
B
Montana 7/19/2024
B
Arizona 8/20/2021
B
Nevada 2/12/2021
B
Arkansas 8/16/2021
B
New Hampshire 1/26/2021
B
California 2/13/2021
B
New Jersey 4/15/2020
B
Colorado 1/5/2024
B
New Mexico 11/16/2021
B
Connecticut 7/8/2020
B
New York 4/15/2020
B
Delaware 11/16/2020
B
North Carolina 1/26/2021
B
District of Columbia 8/16/2021
B
North Dakota 1/8/2021
B
Florida 4/15/2020
B
Ohio 4/15/2020
IA
Florida 4/28/2020
B
Oregon 6/29/2021
B
Georgia 11/30/2020
B
Pennsylvania 8/6/2020
B
Illinois 5/18/2021
B
South Carolina 11/27/2020
B
Indiana 7/6/2021
B
Tennessee 9/23/2020
B
Iowa 8/6/2020
B
Texas 11/23/2021
B
Kansas 11/16/2020
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Texas 3/7/2022
B
Kentucky 4/7/2021
B
Vermont 10/25/2021
B
Maine 9/23/2020
B
Virginia 2/1/2021
B
Maryland 2/13/2021
B
Washington 7/20/2021
B
Massachusetts 4/15/2020
B
Wisconsin 9/29/2021
B
Michigan 4/15/2020
B
Wyoming 2/2/2022
B
Minnesota 8/6/2020
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 4/28/2020
B
Registered with this firm since 4/15/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/08/2018 - 03/11/2020 | NORTH BELLMORE, NY | |
IA | 11/26/2008 - 11/06/2018 | NEW YORK, NY | |
IA | 11/24/2008 - 11/06/2018 | NEW YORK, NY | |
B | 11/21/2008 - 11/06/2018 | NEW YORK, NY | |
B | 11/15/2005 - 11/07/2008 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.