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Detailed Report
JOHN GAYNOR VENNE
CRD#: 5024644
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 9000 Midlantic Drive Suite 120
Mt Laurel, NJ 08054
LPL FINANCIAL LLCCRD#: 6413 9000 MIDLANTIC DRIVE SUITE 120
MT LAUREL, NJ 08054
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2009 (3 years)2 FIRMS2009 - 2015 (6 years)2 FIRMS2015 - Present (9 years)
Disclosure(s)
View By:
2/11/2015
Customer Dispute
Denied
License(s)

State Registrations

B
Florida 8/27/2015
B
New York 2/3/2017
B
Georgia 8/30/2023
B
Pennsylvania 8/27/2015
B
New Jersey 8/27/2015
IA
Texas 9/8/2015
IA
New Jersey 8/31/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
9000 Midlantic Drive Suite 120, Mt Laurel, NJ 08054
Registered with this firm since 8/31/2015
B
LPL FINANCIAL LLC (CRD#:6413)
9000 MIDLANTIC DRIVE SUITE 120, MT LAUREL, NJ 08054
Registered with this firm since 8/27/2015
Previous Registration(s)
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IA
 08/14/2009 - 08/28/2015 PNC INVESTMENTS (CRD#:129052) CHERRY HILL, NJ
B
 08/14/2009 - 08/28/2015 PNC INVESTMENTS (CRD#:129052) CHERRY HILL, NJ
IA
 11/07/2005 - 07/30/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MARLTON, NJ
B
 10/10/2005 - 07/30/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MARLTON, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.