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KELLY VON AHN
KELLY WALLENBERG
CRD#: 5023981
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2221 WASHINGTON ST
NEWTON, MA 02462
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Arizona 10/23/2009

B
Nebraska 7/15/2022

B
Arkansas 6/15/2020

B
Nevada 6/3/2019

B
California 10/23/2009

B
New Hampshire 12/24/2009

B
Colorado 10/23/2009

B
New Jersey 10/23/2009

B
Connecticut 10/23/2009

B
New Mexico 1/13/2010

IA
Connecticut 11/16/2009

B
New York 10/23/2009

B
Delaware 8/15/2023

B
North Carolina 10/23/2009

B
District of Columbia 1/13/2010

B
Ohio 1/14/2010

B
Florida 10/23/2009

B
Oregon 7/1/2021

B
Georgia 10/23/2009

B
Pennsylvania 10/23/2009

B
Hawaii 8/1/2024

B
Puerto Rico 4/3/2023

B
Idaho 6/20/2017

B
Rhode Island 10/23/2009

B
Illinois 1/13/2010

B
South Carolina 11/15/2011

IA
Illinois 11/5/2020

B
South Dakota 6/14/2022

B
Indiana 6/16/2017

B
Tennessee 4/18/2017

B
Iowa 11/15/2024

B
Texas 10/23/2009

B
Kansas 10/23/2009

IA
Texas 2/15/2013

B
Kentucky 11/15/2011

B
Utah 1/13/2010

B
Maine 1/13/2010

B
Vermont 10/23/2009

B
Maryland 10/23/2009

B
Virgin Islands 2/13/2018

B
Massachusetts 10/23/2009

B
Virginia 1/13/2010

B
Michigan 5/15/2012

B
Washington 10/23/2009

B
Minnesota 5/15/2012

B
Wisconsin 3/1/2019

B
Missouri 3/7/2017

B
Wyoming 11/15/2011

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2221 WASHINGTON ST, NEWTON, MA 02462
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 11/16/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2221 WASHINGTON ST, NEWTON, MA 02462
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 10/23/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/24/2006 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) NEWTON, MA
B
01/07/2006 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) NEWTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.