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FRANK NELSON DEPETERS
FRANK DEPETERS
CRD#: 5023810
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 STRATHAM, NH
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 STRATHAM, NH
Registration History
20062008201020122014201620182020202220242 FIRMS2017 - 2019 (2 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA FINANCIAL SPECIALISTS LLC (CRD# 10358)2022 - Present (2 years)BSECURITIES AMERICA, INC. (CRD# 10205)2019 - 2022 (3 years)BCENTAURUS FINANCIAL, INC. (CRD# 30833)2011 - 2017 (6 years)BTHE O.N. EQUITY SALES COMPANY (CRD# 2936)2011 - 2011 (<1 year)BTHE O.N. EQUITY SALES COMPANY (CRD# 2936)2010 - 2010 (<1 year)BMETLIFE SECURITIES INC. (CRD# 14251)2005 - 2010 (4 years)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)2005 - 2007 (1 year)IATHE PATRIOT FINANCIAL GROUP, LLC (CRD# 172470)2019 - 2024 (5 years)IACENTAURUS FINANCIAL, INC. (CRD# 30833)2015 - 2017 (2 years)
License(s)

State Registrations

B
Florida 1/2/2024

IA
New Hampshire 12/22/2023

B
Maine 12/21/2022

B
New York 12/21/2022

B
Massachusetts 12/21/2022

B
Vermont 7/5/2024

B
New Hampshire 12/15/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
STRATHAM, NH
ONE NEW HAMPSHIRE AVE STE 125, PORTSMOUTH, NH 03801
Registered with this firm since 12/22/2023

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
STRATHAM, NH
ONE NEW HAMPSHIRE AVE STE 125, PORTSMOUTH, NH 03801
Registered with this firm since 12/15/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/16/2019 - 10/15/2024 THE PATRIOT FINANCIAL GROUP, LLC (CRD#:172470) Hampton, NH
B
10/15/2019 - 12/15/2022 SECURITIES AMERICA, INC. (CRD#:10205) HAMPTON, NH
IA
10/27/2017 - 10/15/2019 ESI FINANCIAL ADVISORS (CRD#:265) HAMPTON, NH
B
10/27/2017 - 10/15/2019 EQUITY SERVICES, INC. (CRD#:265) HAMPTON, NH
IA
06/08/2015 - 10/17/2017 CENTAURUS FINANCIAL, INC. (CRD#:30833) HAMPTON, NH
B
05/26/2011 - 10/17/2017 CENTAURUS FINANCIAL, INC. (CRD#:30833) HAMPTON, NH
B
01/10/2011 - 05/23/2011 THE O.N. EQUITY SALES COMPANY (CRD#:2936) CINCINNATI, OH
B
04/27/2010 - 12/31/2010 THE O.N. EQUITY SALES COMPANY (CRD#:2936) HAMPTON, NH
B
10/05/2005 - 05/04/2010 METLIFE SECURITIES INC. (CRD#:14251) EXETER, NH
B
10/05/2005 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) EXETER, NH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.