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Ryan Charles Olson
CRD#: 5022706
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CALIFORNIA ST
SAN FRANCISCO, CA 94104
SAN FRANCISCO, CA 94104
0
Disclosures
19
Years of Experience
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State Registrations
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California 4/22/2020
B
Texas 10/26/2022
IA
California 4/22/2020
IA
Texas 11/1/2022
B
Nevada 11/28/2023
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 4/22/2020
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Registered with this firm since 4/22/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/07/2018 - 03/17/2020 | Walnut Creek, CA | |
B | 12/06/2018 - 03/17/2020 | Walnut Creek, CA | |
IA | 01/03/2011 - 11/27/2018 | SAN FRANCISCO, CA | |
B | 01/03/2011 - 11/27/2018 | SAN FRANCISCO, CA | |
IA | 10/21/2005 - 01/03/2011 | EL DORADO HILLS, CA | |
B | 10/13/2005 - 01/03/2011 | EL DORADO HILLS, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.