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Detailed Report
DANIEL HYUN KIM
DAN HYUN KIM, DANNY HYUN KIM
CRD#: 5022644
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1000 LOUISIANA ST 7TH FL
[TN/TD-RBO]
HOUSTON, TX 77002
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2012 (4 years)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - 2013 (<1 year)2 FIRMS2024 - 2024 (<1 year)2 FIRMS2025 - Present (<1 year)BUSAA INVESTMENT SERVICES COMPANY (CRD# 5475)2020 - 2023 (3 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2013 - 2020 (6 years)BUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2007 - 2007 (<1 year)IAUSAA INVESTMENT SERVICES COMPANY (CRD# 5475)2018 - 2023 (5 years)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2013 - 2018 (4 years)
License(s)

State Registrations

B
Colorado 1/27/2025
B
Texas 1/27/2025
B
North Carolina 2/26/2025
IA
Texas 1/27/2025

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1000 LOUISIANA ST 7TH FL [TN/TD-RBO], HOUSTON, TX 77002
24531 IH 10 W, SAN ANTONIO, TX 78257
Registered with this firm since 1/27/2025
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1000 LOUISIANA ST 7TH FL [TN/TD-RBO], HOUSTON, TX 77002
24531 IH 10 W, SAN ANTONIO, TX 78257
Registered with this firm since 1/27/2025
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/06/2024 - 12/05/2024 USAA INVESTMENT SERVICES COMPANY (CRD#:5475) SAN ANTONIO, TX
B
 06/06/2024 - 12/05/2024 USAA INVESTMENT SERVICES COMPANY (CRD#:5475) SAN ANTONIO, TX
IA
 01/08/2018 - 12/14/2023 USAA INVESTMENT SERVICES COMPANY (CRD#:5475) SAN ANTONIO, TX
B
 06/08/2020 - 12/14/2023 USAA INVESTMENT SERVICES COMPANY (CRD#:5475) SAN ANTONIO, TX
B
 08/12/2013 - 06/08/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
IA
 08/12/2013 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) SAN ANTONIO, TX
IA
 10/01/2012 - 08/01/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) CARROLLTON, TX
B
 10/01/2012 - 08/01/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) CARROLLTON, TX
IA
 03/29/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CARROLLTON, TX
B
 03/29/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CARROLLTON, TX
IA
 10/04/2007 - 02/24/2012 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
 10/04/2007 - 02/24/2012 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
B
 10/04/2007 - 12/31/2007 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
IA
 10/21/2005 - 09/18/2007 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) NEWPORT BEACH, CA
B
 10/13/2005 - 09/18/2007 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) NEWPORT BEACH, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.